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John Lawrence Farrell

Greenwich Financial Advisors, LLC

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About John Lawrence Farrell

John Lawrence Farrell is an investment advisor representative with Greenwich Financial Advisors, LLC. John has been in the securities industry since 2000. John provides investment advisory services to individuals and high-net-worth individuals. John also offers financial planning services. John has been with Greenwich Financial Advisors, LLC since December 2010. John is registered with the states of Connecticut, Delaware and New York. John holds the Series 7, Series 31, Series 63, and Series 65 securities licenses.

Firm Information

John Farrell is currently registered with Greenwich Financial Advisors, LLC. Greenwich Financial Advisors, LLC is an investment advisor registered with the SEC. The firm provides financial planning and portfolio management services to individuals, including high-net-worth individuals. The firm manages approximately $34.7 million in regulatory assets under management.

$34.71M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Farrell’s Registration & Firm History

DE

10/13/2021 - Present

Greenwich Financial Advisors, LLC (MILLSBORO DE)

CT

10/30/2009 - 12/31/2010

PACIFIC WEST SECURITIES, INC. (STAMFORD CT)

CT

12/05/2008 - 11/04/2009

WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)

NY

03/13/2007 - 06/02/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MA

04/05/2001 - 03/07/2007

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

12/11/2000 - 04/02/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 02/05/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 12/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Lawrence Farrell.
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