Unclaimed
John Lawrence Drow is a financial advisor with Colliers Securities LLC, with an active registration in Minnesota. John has been in the industry since October 22, 1986, and has held registrations with several firms, including Dougherty Dawkins LLC, Cronin & Co., Inc., Kidder, Peabody & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds several securities licenses, including Series 7, 63, 65, 72 and SIE, and is also a Chartered Financial Analyst (CFA). John has a specialization in portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MN
01/31/2014 - Present
Colliers Securities LLC (MINNEAPOLIS MN)
MN
07/15/1994 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
MN
03/04/1991 - 08/02/1994
CRONIN & CO., INC. (MINNEAPOLIS MN)
NY
11/04/1988 - 05/03/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
12/23/1985 - 11/29/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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