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John Lawrance Dziubela

B. Riley Wealth Management

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About John Lawrance Dziubela

John Dziubela is a financial advisor with B. Riley Wealth Management. He is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since August 1994. John has held prior positions with National Securities Corporation, IAA Financial LLC, Gunnallen Financial, Inc., Continental Broker-Dealer Corp., Cardinal Capital Management, Inc., Newbridge Securities Corporation, Joseph Dillon & Company Inc., Salem Securities Corporation, and The Investment Center, Inc. John is licensed in several states including Arizona, California, Colorado, Florida, Georgia, Illinois, Louisiana, Michigan, Minnesota, Mississippi, Nevada, New Jersey, New York, Pennsylvania, Texas, and Virginia. He has passed the Series 7, Series 24, and Series 63 exams.

Firm Information

John Dziubela is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dziubela’s Registration & Firm History

FL

07/22/2022 - Present

B. Riley Wealth Management (BOCA RATON FL)

FL

12/19/2014 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

09/18/2009 - 01/13/2015

IAA FINANCIAL LLC (Boca Raton FL)

FL

01/08/2004 - 10/02/2009

GUNNALLEN FINANCIAL, INC (BOCA RATON FL)

NY

03/04/2003 - 01/16/2004

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

FL

10/08/2002 - 03/03/2003

CARDINAL CAPITAL MANAGEMENT, INC. (MIAMI FL)

FL

08/23/2002 - 11/04/2002

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

01/31/2002 - 08/20/2002

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

NY

10/14/1998 - 02/25/2002

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NY

09/02/1998 - 10/09/1998

JOSEPH DILLON & COMPANY INC. (GREAT NECK NY)

FL

08/07/1998 - 09/02/1998

SALEM SECURITIES CORPORATION (BOCA RATON FL)

NJ

05/05/1997 - 08/07/1998

THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)

NY

08/24/1994 - 05/08/1997

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

BC

Issued 12/12/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for John Lawrance Dziubela. Review regulatory record here.
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