Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Law is an investment professional who has been active in the securities industry since 1989. John is currently a registered representative at Maxim Group LLC in New York, NY and is registered to offer securities in Connecticut, New Jersey, and New York. John is also licensed as a general securities principal, having passed the Series 24 examination in 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/10/2020 - Present
Maxim Group LLC (NEW YORK NY)
NY
03/23/1993 - 06/22/2020
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
11/23/1988 - 03/25/1993
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 12/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 11/19/2018
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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