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John Lavette

Capital ONE Securities, Inc.

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About John Lavette

John Lavette is a Registered Representative at Capital One Securities, Inc. John Lavette has been in the financial industry since January 7, 2022. He holds FINRA Series 63, 79TO and SIE registrations and is registered in 11 states.

Firm Information

John Lavette is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Lavette’s Registration & Firm History

NY

01/08/2022 - Present

Capital ONE Securities, Inc. (New York NY)

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Licenses & Designations

BC

Issued 01/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Lavette.
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