Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Laurence Davies is a securities professional with over 30 years of experience in the financial industry. John currently holds a Series 7, Series 63 and Series 72 licenses and is registered with FHN Financial Securities Corp. John has previously worked at Spear, Leeds & Kellogg, L.P. and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/07/2005 - Present
FHN Financial Securities Corp. (NEW YORK NY)
NY
10/07/1993 - 01/07/2005
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NA
08/25/1982 - 10/15/1985
CS FIRST BOSTON CORPORATION
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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