Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Laurel Humble is a financial professional with over 10 years of experience in the industry. John is currently registered with Pershing LLC. Prior to John's current role, John has held positions with J.W. Cole Financial, Inc. and UBS Financial Services Inc. John holds the Series 7, Series 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/01/2014 - Present
Pershing LLC (LAKE MARY FL)
NJ
02/25/2014 - 07/25/2014
J.W. COLE FINANCIAL, INC. (TOMS RIVER NJ)
PA
09/20/2012 - 12/16/2013
PERSHING LLC (KING OF PRUSSIA PA)
NJ
05/22/2012 - 09/11/2012
UBS FINANCIAL SERVICES INC. (JERSEY CITY NJ)
BC
Issued 04/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Humble is the right advisor for you? Invested Better is here to help.
