Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Larhue Mitchell is a financial advisor who has been in the industry since April 2, 1994. John is currently registered with Wells Fargo Clearing Services, LLC in Virginia. John is a registered representative of the firm. John has also been previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., and GUARDIAN INVESTOR SERVICES CORPORATION. John has passed the Series 6, Series 7, Series 63, and Series 66 exams. John has experience working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/11/2010 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
VA
10/23/2009 - 03/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTESVILLE VA)
VA
02/19/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTESVILLE VA)
NY
12/04/1992 - 01/01/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BOTH
Issued 10/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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