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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wentworth is a financial advisor with over 20 years of experience in the financial services industry. John is currently registered with Wells Fargo Clearing Services, LLC, and is licensed to provide financial advice in Arizona and Texas. John previously worked at Moors & Cabot, Inc. and Wells Fargo Investments, LLC. John holds several professional licenses and certifications, including Series 7, 63, 65, and 66. John also holds Series 9 and 10 licenses. John is also a licensed Investment Advisor Representative in Arizona and Texas. John has experience in a variety of financial services areas, including portfolio management, investment consulting, and financial planning. John's specializations include retirement planning, education planning, and estate planning. John is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/12/2024 - Present
Wells Fargo Clearing Services, LLC (PHOENIX AZ)
AZ
11/24/2003 - 01/02/2015
MOORS & CABOT, INC. (PHOENIX AZ)
CA
07/11/2001 - 11/25/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/14/2000 - 07/11/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
MN
02/14/1995 - 07/25/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BOTH
Issued 10/01/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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