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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lamar Coleman is an investment advisor representative with UBS Financial Services Inc. John has been in the securities industry since 1985 and has experience working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Synovus Securities, Inc. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 8, 9, 10, 63, and 65 licenses. John is registered to provide investment advisory services in 32 states and is also registered with the Securities and Exchange Commission (SEC) to provide investment advisory services in Florida, Georgia, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
04/04/2011 - Present
UBS Financial Services Inc. (ALPHARETTA GA)
FL
01/03/1994 - 02/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JUPITER FL)
GA
08/22/1989 - 01/06/1994
SYNOVUS SECURITIES, INC. (COLUMBUS GA)
NY
01/23/1985 - 08/16/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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