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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Lacey is a financial advisor with over 30 years of experience in the financial services industry. John is a CERTIFIED FINANCIAL PLANNER™ professional and is registered with both the state of California and Pennsylvania. John currently works with Osaic Wealth, INC. His previous employers include SagePoint Financial, Inc., Edward Jones, John Hancock Funds, LLC and others. John has a wide range of experience in the financial services industry and is committed to providing his clients with personalized financial advice. He specializes in financial planning, investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (VISTA CA)
CA
04/10/2023 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (VISTA CA)
CA
07/01/2019 - 04/11/2023
EDWARD JONES (VISTA CA)
MA
11/01/2013 - 01/09/2019
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
10/16/2007 - 10/03/2013
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
OH
07/22/2004 - 10/01/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
SC
04/21/2003 - 05/25/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
02/05/2003 - 03/24/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/25/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NY
10/18/2000 - 07/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
10/31/1995 - 08/11/2000
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
08/07/1990 - 10/06/1995
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
07/20/1987 - 07/23/1990
GRIFFIN FINANCIAL SERVICES
NA
05/08/1986 - 12/10/1987
BNL SECURITIES INC.
NA
07/18/1984 - 03/04/1986
IDS MARKETING CORPORATION
NA
07/18/1984 - 02/27/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 7/25/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 7/17/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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