Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Swanda is a financial advisor with over 15 years of experience in the industry. John is currently registered with Ameriprise Financial Services, LLC and has been with the firm since November 2015. Prior to that, John worked at SIGMA FINANCIAL CORPORATION and MAIN STREET SECURITIES, LLC. John is licensed to provide financial advice in Florida, Iowa, Kansas, and Nebraska. John specializes in asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. John holds Series 7, Series 66, and SIE licenses and is a member of the Board of Directors at Swanda.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
11/30/2015 - Present
Ameriprise Financial Services, LLC (Omaha NE)
NE
01/29/2009 - 11/30/2015
SIGMA FINANCIAL CORPORATION (OMAHA NE)
NE
07/28/2004 - 02/19/2009
MAIN STREET SECURITIES, LLC (OMAHA NE)
BOTH
Issued 08/02/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Swanda is the right advisor for you? Invested Better is here to help.
