Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mays is a financial advisor with UBS Financial Services Inc. John has been in the industry since March 8, 1992. John has a wide range of experience and is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. John specializes in providing financial advice to individuals, families, and businesses. John also provides investment management services and financial planning. John has a strong understanding of the markets and is committed to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/14/2014 - Present
UBS Financial Services Inc. (THE WOODLANDS TX)
TX
01/03/2003 - 11/14/2014
OPPENHEIMER & CO. INC. (THE WOODLANDS TX)
NY
07/13/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/17/1999 - 07/26/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TX
10/12/1993 - 08/30/1999
COASTAL SECURITIES L.P. (HOUSTON TX)
TX
02/21/1992 - 10/19/1993
HART SECURITIES, INC. (HOUSTON TX)
IA
Issued 12/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Mays is the right advisor for you? Invested Better is here to help.
