Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kyle Duffy is a financial advisor with Barings Securities LLC, a firm based in Charlotte, NC. John has been in the industry since 2015 and holds the Series 7, 79, and SIE licenses. John has previously worked at Blackstone Securities Partners L.P. and Deutsche AM Distributors, Inc. in New York, NY. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/02/2023 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
06/05/2017 - 06/12/2023
BLACKSTONE SECURITIES PARTNERS L.P. (NEW YORK NY)
NY
05/15/2015 - 05/05/2017
DEUTSCHE AM DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 06/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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