Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kaline is a financial advisor with over 27 years of experience in the industry. John is currently registered with Oppenheimer & Co. Inc. and has previously worked with a number of other firms including NATIXIS SECURITIES AMERICAS LLC, ADCAP SECURITIES LLC, HILLTOP SECURITIES INC. and BREAN CAPITAL, LLC. John is registered to provide securities related services in all 50 states. John specializes in providing financial planning, pension consulting, and portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
05/01/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/19/2018 - 07/11/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
FL
06/26/2017 - 03/29/2018
ADCAP SECURITIES LLC (MIAMI FL)
NY
09/30/2013 - 02/16/2016
HILLTOP SECURITIES INC. (NEW YORK NY)
NY
06/12/2012 - 09/11/2013
BREAN CAPITAL, LLC (NEW YORK NY)
NY
10/20/2011 - 06/22/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
01/05/2010 - 10/03/2011
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
03/16/2009 - 12/07/2009
MAXIM GROUP LLC (NEW YORK NY)
IL
10/03/2005 - 05/22/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
06/14/2006 - 05/02/2007
ABN AMRO INCORPORATED (STAMFORD CT)
CT
06/01/2004 - 10/05/2005
ABN AMRO INCORPORATED (STAMFORD CT)
NY
12/10/1997 - 04/16/2004
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
09/02/1992 - 12/22/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
08/09/1991 - 11/12/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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