Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kuhlmey Chase is a securities professional with over two decades of experience in the financial industry. John has held positions at several prominent firms, including Atlantic-Pacific Capital, Inc., Lazard Asset Management Securities LLC, and Lazard Freres & Co. LLC. John is currently registered with Hodes Weill Securities, LLC, a firm specializing in investment banking and securities brokerage. John holds a Series 7, Series 63, and SIE license. John is licensed in Connecticut, Illinois, Massachusetts, New York, Ohio, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/09/2022 - Present
Hodes Weill Securities, LLC (NEW YORK NY)
NY
11/22/2005 - 10/24/2022
ATLANTIC - PACIFIC CAPITAL, INC. (NEW YORK NY)
NY
04/01/2004 - 08/31/2005
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
NY
12/10/1997 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 03/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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