Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kriel Dawes is a financial advisor who has been active in the financial services industry since May 26, 2018. John is currently registered with Empower Advisory Group, LLC and has been with the firm since October 2024. Previously, John worked for AXA Advisors, LLC from January 2018 to October 2018. John holds Series 7 and Series 66 securities licenses and the SIE exam. John specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/19/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
LA
01/26/2018 - 10/23/2018
AXA ADVISORS, LLC (NEW ORLEANS LA)
BOTH
Issued 02/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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