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John Kolody

Independent Financial Group, LLC

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About John Kolody

John Kolody is a financial advisor with over 30 years of experience in the industry. John is currently registered with Independent Financial Group, LLC and provides financial planning, pension consulting, and portfolio management for individuals and businesses. John also holds the Series 6, 7, 22, 24, 27, 4, 63, 65, 99, and SIE licenses. John has previously worked at Securities America, Inc., Foothill Securities, Inc., United Planners' Financial Services of America A Limited Partner, Benjamin Securities Investment Company, Inc., and H.D. Vest Investment Securities, Inc.

Firm Information

John Kolody is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Kolody’s Registration & Firm History

AZ

12/17/2024 - Present

Independent Financial Group, LLC (FLAGSTAFF AZ)

AZ

12/08/2016 - 09/24/2020

SECURITIES AMERICA, INC. (FLAGSTAFF AZ)

AZ

12/01/2003 - 12/08/2016

FOOTHILL SECURITIES, INC. (FLAGSTAFF AZ)

AZ

11/19/2001 - 12/01/2003

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)

TX

08/28/1996 - 12/03/2001

BENJAMIN SECURITIES INVESTMENT COMPANY, INC. (MISSOURI CITY TX)

TX

01/15/1988 - 09/16/1996

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

IA

Issued 02/17/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/1998

Series 4 - Registered Options Principal Examination

BC

Issued 12/17/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/18/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/02/1991

Series 7 - General Securities Representative Examination

BC

Issued 01/15/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 01/14/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Kolody. Review regulatory record here.
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