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John Knox Livingstone

Cantor Fitzgerald & Co.

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About John Knox Livingstone

John Knox Livingstone is a registered representative with Cantor Fitzgerald & Co. located in Marlton, NJ. John has over 37 years of experience in the financial services industry. John has a broad range of experience in the financial services industry, including experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC and Prudential Securities Incorporated. John is licensed in 14 states and holds Series 3, 7, 9, 10, 52TO, 63 and SIE licenses.

Firm Information

John Livingstone is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Livingstone’s Registration & Firm History

NJ

02/15/2013 - Present

Cantor Fitzgerald & Co. (MARLTON NJ)

NJ

11/01/2010 - 06/19/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MARLTON NJ)

NJ

04/30/2001 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (MARLTON NJ)

NY

06/20/1984 - 12/14/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/02/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/06/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1994

Series 3 - National Commodity Futures Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Knox Livingstone.
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