Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kirkland Moy is a financial professional with over 40 years of experience in the industry. John has a broad range of experience at various firms including Prudential Securities Incorporated, Lehman Brothers Inc., PaineWebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. John is currently registered as an investment advisor representative with Newbridge Financial Services Group, Inc. John is currently licensed in several states including Arizona, California, Delaware, District of Columbia, Florida, Georgia, Louisiana, Maryland, Nevada, New York, Pennsylvania, South Carolina, Texas, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
FL
12/01/2021 - Present
Newbridge Financial Services Group, Inc. (BOCA RATON FL)
FL
05/03/2019 - 06/06/2019
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
FL
03/15/2018 - 04/29/2019
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
08/11/2017 - 03/29/2018
MORGAN STANLEY (WEST PALM BEACH FL)
FL
09/16/2005 - 08/15/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST PALM BEACH FL)
MO
07/01/2003 - 09/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/31/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/08/1991 - 06/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/11/1988 - 04/01/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/28/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
11/06/1984 - 02/24/1986
LAIDLAW ADAMS & PECK INC.
NA
05/11/1984 - 10/26/1984
PAINEWEBBER INCORPORATED
NA
11/25/1981 - 05/30/1984
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/24/1980 - 12/10/1981
WHEAT, FIRST SECURITIES, INC.
NA
03/13/1979 - 12/07/1980
BROKERS EXCHANGE, INC.
NA
02/01/1978 - 12/07/1980
SALKIN, WELCH & CO., INCORPORATED
IA
Issued 01/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/1980
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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