Unclaimed
John Lindell is a financial professional with over 30 years of experience in the industry. John currently works for Cantor Fitzgerald & Co., a leading financial services firm. Previously, John worked for RBC Capital Markets Corporation, SG Americas Securities, LLC, SG Cowen Securities Corporation, and FleetBoston Robertson Stephens Inc. John holds the Series 6, Series 7, and SIE licenses and has a broad range of experience in the financial services industry. John is registered in Connecticut, New York, New Jersey, Illinois, Massachusetts, Ohio, Pennsylvania, California, Texas, Vermont, Florida, Maryland, North Carolina, Washington, Indiana, Nebraska, Minnesota, Wisconsin, and Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/26/2009 - Present
Cantor Fitzgerald & Co. (DARIEN CT)
NY
04/03/2006 - 01/30/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
04/26/2004 - 04/10/2006
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
07/20/2000 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
CA
12/22/1999 - 06/29/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
04/09/1998 - 11/16/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
IL
07/25/1997 - 05/06/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
01/01/1990 - 06/03/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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