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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn King Desmond has been in the financial services industry since 1982 and is currently registered with Morgan Stanley in Tulsa, OK. John previously worked at Citigroup Global Markets Inc., Lehman Brothers Inc., PaineWebber Incorporated and Kidder, Peabody & Co. Incorporated. John has a broad range of experience in the financial services industry, and holds licenses to act as an investment advisor and securities agent. John specializes in offering financial planning, portfolio management, and investment advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
03/19/2020 - Present
Morgan Stanley (Tulsa OK)
OK
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
NY
01/13/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
03/07/1988 - 01/15/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/25/1982 - 03/09/1988
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 11/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1982
Series 3 - National Commodity Futures Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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