Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn King is a financial professional with over 10 years of experience in the financial services industry. Currently, John is a registered representative at Janney Montgomery Scott LLC, a full-service financial firm with a wide range of services including investment management, financial planning, and retirement planning. John has held prior roles at NASDAQ EXECUTION SERVICES, LLC and NASDAQ OPTIONS SERVICES, LLC. John has passed the Series 7, Series 24 and SIE exams and has a strong commitment to providing clients with personalized financial advice. John's expertise and experience make him a valuable resource for clients looking to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
09/25/2014 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
11/25/2013 - 09/30/2014
NASDAQ EXECUTION SERVICES, LLC (PHILADELPHIA PA)
NY
10/22/2012 - 04/08/2014
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
BC
Issued 09/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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