Unclaimed
John Kim is a financial advisor with J.p. Morgan Securities LLC. John has been in the industry since 2018. John is registered with FINRA and Series 63 and holds the SIE and Series 6 licenses. John is licensed in 11 states including California, Colorado, Connecticut, Florida, Hawaii, Illinois, Michigan, New Jersey, New York, Rhode Island and Tennessee. John's prior experience includes positions with WELLS FARGO CLEARING SERVICES, LLC and NYLIFE SECURITIES LLC. John's current role at J.p. Morgan Securities LLC focuses on providing financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
04/02/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
10/29/2019 - 12/22/2020
WELLS FARGO CLEARING SERVICES, LLC (MIDDLESEX NJ)
NJ
09/25/2017 - 03/12/2019
NYLIFE SECURITIES LLC (SADDLE BROOK NJ)
BC
Issued 04/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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