Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kiem liong Kwee is a financial advisor with over 35 years of experience in the industry. John is a Certified Financial Planner and currently holds registrations in 7 states. John is currently affiliated with Diversify Advisory Services, LLC and was previously affiliated with OSAIC WEALTH, INC. and SAGEPOINT FINANCIAL, INC. John specializes in providing financial planning, portfolio management, and selection of other advisors to both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
HI
11/30/2023 - Present
Diversify Advisory Services, LLC (Honolulu HI)
HI
09/01/2023 - 11/29/2023
OSAIC WEALTH, INC. (HILO HI)
HI
12/01/2014 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (HONOLULU HI)
HI
01/04/2010 - 12/10/2014
SYNDICATED CAPITAL, INC. (HONOLULU HI)
HI
09/04/2009 - 12/31/2009
TRANSAMERICA FINANCIAL ADVISORS, INC (HONOLULU HI)
HI
04/14/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (HONOLULU HI)
OH
05/12/2008 - 01/13/2009
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
HI
09/26/2006 - 05/06/2008
TRANSAMERICA FINANCIAL ADVISORS, INC. (HONOLULU HI)
HI
03/29/1999 - 08/01/2006
BANCWEST INVESTMENT SERVICES, INC. (HILO HI)
CA
02/22/1999 - 04/06/1999
MUTUAL SECURITIES, INC. (CAMARILLO CA)
GA
08/13/1997 - 02/22/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
05/26/1988 - 08/13/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
12/12/1986 - 06/28/1988
EQUICO SECURITIES, INC.
NA
12/12/1986 - 06/21/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 10/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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