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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kevin Williams is a financial advisor with over 30 years of experience in the industry. John is currently registered with RBC Capital Markets, LLC and has held previous roles at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., UBS Painewebber Inc., J.C. Bradford & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds Series 3, 7, 9, 10, 63, and 65 licenses. John specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including high-net-worth individuals, corporations, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
07/15/2010 - Present
RBC Capital Markets, LLC (RICHMOND VA)
VA
06/01/2009 - 07/23/2010
MORGAN STANLEY SMITH BARNEY (RICHMOND VA)
VA
07/05/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RICHMOND VA)
NJ
08/14/2000 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/11/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
11/12/1992 - 12/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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