Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kevin Stroh is a financial advisor with over 20 years of experience in the financial services industry. John currently works at Pickwick Capital Partners, LLC. John is registered with the state of California and holds Series 7, 24, 63, SIE, and 82TO licenses. John has a strong background in investment management and has worked with a variety of clients. Prior to joining Pickwick Capital Partners, LLC, John worked at Boustead Securities, LLC, Tellson Securities, Waveland Capital Partners LLC, Roth Capital Partners, LLC, Trenwith Securities, Incorporated, South Coast Financial Securities, Inc., Smith Barney, Harris Upham & Co., Incorporated, Kidder, Peabody & Co. Incorporated, E. F. Hutton & Company Inc, and Shearson Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/17/2023 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
CA
07/08/2020 - 06/30/2023
BOUSTEAD SECURITIES, LLC (IRVINE CA)
CA
07/19/2019 - 06/26/2020
TELLSON SECURITIES (Irvine CA)
CA
06/14/2004 - 07/06/2010
WAVELAND CAPITAL PARTNERS LLC (IRVINE CA)
CA
04/14/2000 - 01/10/2002
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
CA
03/08/1997 - 07/08/1998
TRENWITH SECURITIES, INCORPORATED (NEWPORT BEACH CA)
CA
01/02/1996 - 09/04/1996
SOUTH COAST FINANCIAL SECURITIES, INC. (IRVINE CA)
NY
02/17/1989 - 09/11/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
03/18/1988 - 01/11/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/07/1987 - 03/04/1988
E. F. HUTTON & COMPANY INC
NA
01/23/1985 - 06/25/1987
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 08/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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