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John Kevin Stophel

Sowell Management

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About John Kevin Stophel

John Stophel is a financial advisor with Sowell Management. John has been in the industry since May 3, 1999. John has Series 7, 9, 10, 66 and SIE licenses and is also a Certified Financial Planner. John's areas of expertise include financial planning, retirement planning, investment management, and estate planning. Sowell Management has a team of experienced advisors who are committed to providing their clients with personalized financial advice. The firm offers a wide range of services, including investment management, financial planning, and retirement planning.

Firm Information

John Stophel is currently registered with Sowell Management. Sowell Management is an independent wealth management firm with a focus on providing customized financial planning and investment management services to individuals, families, and businesses. The firm has a strong track record of success in helping clients achieve their financial goals. Sowell Management is headquartered in NORTH LITTLE ROCK, AR and manages over $3.3 billion in assets for over 13,000 clients.
Sowell Management

5320 NORTHSHORE DRIVE

NORTH LITTLE ROCK, AR 72118

$3.33B

Assets Under Management

Not reported

Total Clients

90

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Stophel’s Registration & Firm History

AR

01/21/2025 - Present

Sowell Management (NORTH LITTLE ROCK AR)

TN

05/04/1999 - 09/17/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHATTANOOGA TN)

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Licenses & Designations

BOTH

Issued 07/05/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/05/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/12/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Kevin Stophel. Review regulatory record here.
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