Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kevin Smyth is a financial advisor with J.P. Morgan Securities LLC. John has over 30 years of experience in the financial industry. John is registered with FINRA and has Series 7, 9, 10, 24, 55, 57TO, and 66 licenses. John holds a Series 63 license for the State of Florida. John has a strong background in investment management and financial planning. John has worked with a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
09/02/2021 - Present
J.p. Morgan Securities LLC (Sarasota FL)
FL
03/09/2021 - 08/20/2021
FIFTH THIRD SECURITIES, INC. (VENICE FL)
CT
12/08/2017 - 03/02/2021
FIDELITY BROKERAGE SERVICES LLC (GREENWICH CT)
CT
04/01/2009 - 05/15/2017
WILLIAMS TRADING LLC (WESTPORT CT)
NJ
12/05/2008 - 03/26/2009
TOR BROKERAGE LLC (NORTH BERGEN NJ)
NY
10/21/2002 - 04/26/2006
FTN MIDWEST SECURITIES CORP. (NEW YORK NY)
TN
09/17/2002 - 10/21/2002
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
CT
03/01/2002 - 04/17/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/30/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
01/02/1997 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
IL
02/01/1995 - 01/02/1997
THE CHICAGO CORPORATION (CHICAGO IL)
NJ
01/28/1995 - 12/21/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/22/1987 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 02/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/07/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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