Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rooney is an investment professional with over 30 years of experience in the industry. John is a registered investment advisor representative with PKS Advisory Services, LLC in Albany, New York. John has held various positions in the financial services industry, including roles at Invest Financial Corporation, Wall Street Investor Services, and First Investors Corporation. John's experience covers a wide range of investment services, including financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/08/2021 - Present
PKS Advisory Services, LLC (ALBANY NY)
WI
01/07/1992 - 09/19/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
05/24/1991 - 01/02/1992
WALL STREET INVESTOR SERVICES (NEW YORK NY)
WI
11/25/1987 - 05/28/1991
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
09/30/1983 - 06/19/1987
FIRST INVESTORS CORPORATION
IA
Issued 05/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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