Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kevin Richardson is a financial professional with over 20 years of experience in the financial services industry. John is currently registered with Northwestern Mutual Investment Services, LLC and is located in Little Rock, AR. Before joining Northwestern Mutual Investment Services, LLC, John has previously worked with Simmons First Investment Group, Inc., Raymond James Financial Services, Inc. and Edward Jones. John holds Series 63, SIE, Series 7TO, and Series 7 licenses. John is registered in Arkansas and is active in the state.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AR
01/26/2024 - Present
Northwestern Mutual Investment Services, LLC (LITTLE ROCK AR)
AR
08/25/2005 - 08/02/2007
SIMMONS FIRST INVESTMENT GROUP, INC. (PINE BLUFF AR)
FL
11/19/2003 - 01/14/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
08/14/2001 - 10/02/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 06/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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