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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kevin O'Connor is a financial advisor with Curi RMB Capital, LLC, a registered investment advisor located in Chicago, Illinois. John Kevin O'Connor has been in the financial industry for over 20 years. Previously, John Kevin O'Connor worked with CREDIT SUISSE SECURITIES (USA) LLC, HOLT BROKERAGE SERVICES LLC, and FIRST UNION SECURITIES, INC. John Kevin O'Connor holds the Series 7, 24, and 66 licenses. John Kevin O'Connor is a Chartered Financial Analyst (CFA) and specializes in providing financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Sponsor, general partner, managing member (or equivalent) of pooled investment vehicles
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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IL
06/29/2017 - Present
Curi RMB Capital, LLC (CHICAGO IL)
IL
02/13/2002 - 08/09/2006
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
10/03/2001 - 02/13/2002
HOLT BROKERAGE SERVICES LLC (CHICAGO IL)
MO
05/17/1999 - 07/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 12/13/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2004
Series 24 - General Securities Principal Examination
BC
Issued 05/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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