Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mulvey is a financial advisor with over 25 years of experience in the industry. John is currently registered with Purshe Kaplan Sterling Investments in Albany, New York. John is also registered in Florida, New Jersey, New York, Vermont, and Virginia. John has a broad range of experience including securities, investments, and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/22/1996 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
MA
09/07/1995 - 10/25/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/07/1995 - 10/25/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/14/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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