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John Kerr Robertson

Houlihan Lokey Capital, Inc.

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About John Kerr Robertson

John Kerr Robertson is an investment professional with over 20 years of experience in the financial services industry. John currently holds the position of Registered Representative for Houlihan Lokey Capital, Inc., a leading global investment bank. Prior to joining Houlihan Lokey, John was a Registered Representative for WILLIAM BLAIR, a financial services firm, and Wells Fargo Securities, LLC. John holds licenses including Series 7, 24, 57TO, 63, and 79TO, and holds a FINRA registration and a State registration in North Carolina. John is dedicated to providing his clients with a personalized and comprehensive approach to their financial needs.

Firm Information

John Robertson is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Robertson’s Registration & Firm History

NC

01/30/2024 - Present

Houlihan Lokey Capital, Inc. (Charlotte NC)

NC

01/03/2018 - 12/01/2023

WILLIAM BLAIR (CHARLOTTE NC)

NC

07/01/2003 - 10/24/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

11/01/2002 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 11/14/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Kerr Robertson.
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