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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kent Cooper is a registered investment advisor with Cooper Malone McClain, Inc., who has been in the industry since February 5, 1976. Cooper is registered in 13 states and holds various licenses, including the Series 63, Series 66, Series 27, Series 53, and Series 99TO. Cooper is also a registered principal for Cooper Malone McClain, Inc., who is based out of Wichita, KS and has an office in Texas. The firm provides investment advice and refers customers to third-party money managers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Investment advice through consultations. recommend third-party money managers to customers.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Asset based fee for referring customers to money managers.
1
2
KS
12/18/2007 - Present
Cooper Malone McClain, Inc. (WICHITA KS)
NA
02/06/1976 - 07/05/1989
MID-CONTINENT INVESTMENTS, INC.
BOTH
Issued 01/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/11/1983
Series 24 - General Securities Principal Examination
BC
Issued 04/04/1978
Series 54FN - Municipal Securities Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2016
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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