Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kenneth Mathis is a financial professional with over 20 years of experience in the industry. He is currently registered with Harbor View Advisors, LLC, and is licensed to conduct business in multiple states, including Florida, California, New York, Texas, and Georgia. John holds several industry designations including Series 7, 24, 62, 63, 79 and 99, and is committed to providing his clients with personalized financial guidance. His previous experience at Goldman, Sachs & Co. gives him a broad range of knowledge in the financial markets. John's primary focus is on providing investment advice and wealth management services to individual investors and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/08/2010 - Present
Harbor View Advisors, LLC (NEPTUNE BEACH FL)
NY
07/07/2000 - 07/07/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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