Unclaimed
John Caiafa is a financial advisor currently registered with MML Investors Services, LLC in Paramus, NJ. John has been in the financial services industry since January 30, 2017. John is also registered in California, Massachusetts, New Jersey, New York, and Pennsylvania. John has a Series 7, Series 63, Series 66, and SIE license and has experience working with individuals, high-net-worth individuals, corporations, and pension plans. John's previous experience includes working as a financial advisor at Edward Jones and Joseph Gunnar & Co. LLC. John's other business includes working as a partner at All American Pool Service and Supplies and Congruent Machine Shop. John is also an agent for MassMutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
04/04/2019 - Present
MML Investors Services, LLC (PARAMUS NJ)
NY
01/31/2018 - 01/25/2019
EDWARD JONES (WARWICK NY)
NY
01/23/2017 - 03/30/2017
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
08/03/2015 - 07/19/2016
FOUR POINTS CAPITAL PARTNERS LLC (NEW YORK NY)
BOTH
Issued 01/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Caiafa is the right advisor for you? Invested Better is here to help.