Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kenneth Bruno is an active Investment Advisor Representative at Level Four Advisory Services, LLC. John has been in the financial industry since 1997. John is a licensed investment advisor in Texas and is registered with the Securities and Exchange Commission. John is a highly experienced financial advisor and has held senior positions at several firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
01/08/2025 - Present
Level Four Advisory Services (DALLAS TX)
TX
02/17/2009 - 12/31/2014
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
TX
08/19/2008 - 02/17/2009
USF SECURITIES, L.P. (HOUSTON TX)
TX
01/10/2005 - 08/18/2008
STANFORD GROUP COMPANY (HOUSTON TX)
NY
05/07/1997 - 01/03/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2006
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/15/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure John Bruno is the right advisor for you? Invested Better is here to help.
