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John kenneth Basada De duque

Alliance-ONE Investments, LLC

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About John kenneth Basada De duque

John Kenneth Basada De duque is a financial professional with experience in the industry. John Kenneth has held positions at RiverSource Distributors, Inc. and Alliance-ONE Investments, LLC. John Kenneth is currently registered with Alliance-ONE Investments, LLC. John Kenneth holds the Series 6TO and SIE licenses.

Firm Information

John kenneth De duque is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John kenneth De duque’s Registration & Firm History

OK

12/26/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

MN

07/18/2023 - 12/18/2023

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 07/18/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John kenneth Basada De duque.
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