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John Kenneth Abely

Brean Capital, LLC

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About John Kenneth Abely

John Kenneth Abely has been in the securities industry since August 9, 1990. John is currently registered with Brean Capital, LLC and is located in the Summit, NJ branch. Prior to joining Brean Capital, LLC, John was with WELLS FARGO SECURITIES, LLC, RBC CAPITAL MARKETS CORPORATION and HSBC SECURITIES (USA) INC..

Firm Information

John Abely is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Abely’s Registration & Firm History

NJ

09/06/2023 - Present

Brean Capital, LLC (SUMMIT NJ)

NY

11/04/2009 - 07/17/2023

WELLS FARGO SECURITIES, LLC (New York NY)

NY

02/05/2008 - 11/06/2009

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

02/01/2008 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

05/09/2005 - 01/17/2008

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

02/21/2002 - 04/12/2005

UBS SECURITIES LLC (NEW YORK NY)

NY

12/23/2000 - 02/12/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/07/1993 - 12/13/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

04/25/1990 - 10/13/1993

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/16/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Kenneth Abely.
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