Unclaimed
John Kennedy Dierkes is a financial advisor with over 20 years of experience in the industry. John has held various positions at prominent firms such as Deutsche Bank Securities Inc., Alex. Brown & Sons Incorporated, and Meridian Equity Partners, Inc. John currently works at Pickwick Capital Partners, LLC, a firm with offices in White Plains, NY. John's expertise includes a variety of investment areas, and he holds multiple licenses, including Series 7, 52, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2013 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
03/30/2010 - 12/31/2012
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
MD
08/12/2005 - 04/28/2008
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
NA
11/27/1989 - 08/17/1994
ALEX. BROWN & SONS INCORPORATED
NA
05/01/1987 - 03/09/1988
BT SECURITIES CORPORATION
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/04/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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