Invested Better
Unclaimed

Unclaimed

Unclaimed

John Kennedy Dierkes

Pickwick Capital Partners, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Kennedy Dierkes

John Kennedy Dierkes is a financial advisor with over 20 years of experience in the industry. John has held various positions at prominent firms such as Deutsche Bank Securities Inc., Alex. Brown & Sons Incorporated, and Meridian Equity Partners, Inc. John currently works at Pickwick Capital Partners, LLC, a firm with offices in White Plains, NY. John's expertise includes a variety of investment areas, and he holds multiple licenses, including Series 7, 52, 63, and 65.

Firm Information

John Dierkes is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Dierkes’s Registration & Firm History

NY

03/06/2013 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

03/30/2010 - 12/31/2012

MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)

MD

08/12/2005 - 04/28/2008

DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)

NA

11/27/1989 - 08/17/1994

ALEX. BROWN & SONS INCORPORATED

NA

05/01/1987 - 03/09/1988

BT SECURITIES CORPORATION

Not sure if John Kennedy Dierkes is right for you?

Licenses & Designations

BC

Issued 10/24/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/04/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/17/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 08/11/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/13/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Kennedy Dierkes.
Not sure if John Kennedy Dierkes is right for you?