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John Kennedy Buggy

Citizens Securities, Inc.

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About John Kennedy Buggy

John Kennedy Buggy is a financial advisor with over 30 years of experience in the industry. John currently works at Citizens Securities, Inc., where he has been employed since April 2017. John holds Series 6, 7, 24, 63, and 65 licenses as well as the SIE exam. John has previously worked at M&T Securities, Inc., CCO Investment Services Corp., and PNC Investments. John specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisers.

Firm Information

John Buggy is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Buggy’s Registration & Firm History

PA

04/24/2019 - Present

Citizens Securities, Inc. (MECHANICSBURG PA)

PA

05/08/2012 - 04/24/2017

M&T SECURITIES, INC. (MECHANICSBURG PA)

PA

09/23/2008 - 04/20/2012

CCO INVESTMENT SERVICES CORP. (MECHANICSBURG PA)

PA

05/29/2008 - 09/18/2008

PNC INVESTMENTS (CAMP HILL PA)

PA

05/08/2002 - 03/07/2008

CCO INVESTMENT SERVICES CORP. (MECHANICSBURG PA)

PA

09/14/1994 - 05/08/2002

DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)

NY

04/25/1997 - 12/31/2000

DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)

CA

04/09/1994 - 08/22/1994

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MN

10/05/1993 - 01/17/1994

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/05/1993 - 01/17/1994

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

06/17/1991 - 09/10/1993

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

06/17/1991 - 09/10/1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/04/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1993

Series 7 - General Securities Representative Examination

BC

Issued 06/13/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Kennedy Buggy. Review regulatory record here.
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