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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Keith Shoffner is a financial professional with over 20 years of experience in the industry. John is currently a Registered Representative with Fifth Third Securities, Inc., where John's primary responsibilities include portfolio management for individuals and businesses. Previously, John has worked with firms such as First Tennessee Brokerage, Inc., SunTrust Robinson Humphrey, Inc., and SunTrust Capital Markets, Inc. John has a comprehensive understanding of the financial markets and is committed to providing personalized financial advice to meet each client's unique needs. John holds multiple FINRA licenses including Series 63, Series 7, Series 9, Series 10, Series 23, Series 24, Series 53, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
01/12/2011 - Present
Fifth Third Securities, Inc. (CHARLOTTE NC)
NC
11/27/2009 - 08/20/2010
FIRST TENNESSEE BROKERAGE, INC. (CHARLOTTE NC)
NC
01/02/1998 - 12/16/2008
SUNTRUST ROBINSON HUMPHREY, INC. (CHARLOTTE NC)
GA
04/17/1997 - 01/02/1998
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
BC
Issued 5/2/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 3/31/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 1/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/16/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/23/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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