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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Keith Ritchie is a financial advisor with Ameriprise Financial Services, LLC. John has been working in the financial industry since 1999 and has a diverse background in the field. John is licensed to provide investment advice in several states, including California, Texas, and more. John holds the Series 7, Series 31, and Series 63 licenses. John is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/28/2015 - Present
Ameriprise Financial Services, LLC (San Francisco CA)
CA
06/01/2009 - 09/29/2015
MORGAN STANLEY (SAN FRANCISCO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
06/03/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
NY
01/24/2001 - 06/06/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/27/1999 - 02/08/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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