Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pelt is a registered representative with Deutsche Bank Securities Inc. and is licensed in Florida and New York. He is a Series 7, 24, 63, 79TO, and SIE licensed professional. John has over 20 years of experience in the financial services industry and has previously worked for Goldman, Sachs & Co. and UBS Securities LLC. He is based out of the Miami office and has been with Deutsche Bank Securities Inc. since July 2005. John provides equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
07/19/2005 - Present
Deutsche Bank Securities Inc. (MIAMI FL)
NY
03/13/2002 - 07/01/2005
UBS SECURITIES LLC (NEW YORK NY)
NY
09/12/2000 - 12/19/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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