Unclaimed
John Dwyer is a financial professional with over 15 years of experience in the securities industry. He has been associated with The O.n. Equity Sales Co. since 2008. John has a strong understanding of investment strategies and is committed to providing clients with personalized financial guidance. He holds the Series 6, 7, 24, and 63 licenses and has a broad range of investment knowledge.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
02/12/2014 - Present
THE O.n. Equity Sales Co. (Cincinnati OH)
OH
07/24/2008 - 08/08/2012
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
OH
01/18/2008 - 06/11/2008
COORDINATED CAPITAL SECURITIES, INC. (CINCINNATI OH)
MO
02/16/1995 - 05/12/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
10/20/1994 - 01/28/1995
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 02/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Dwyer is the right advisor for you? Invested Better is here to help.