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John Keiriakos Karabelas

Mufg Securities Americas Inc.

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About John Keiriakos Karabelas

John Karabelas is a financial professional with over 30 years of experience in the industry. John is currently registered with MUFG Securities Americas Inc., a broker-dealer, and is licensed in all 50 states and the District of Columbia. Prior to joining MUFG, John was a registered representative with BNP PARIBAS SECURITIES CORP., Deutsche Bank Securities Inc., and Smith Barney Shearson Inc. John holds Series 3, 7, 9, 10, 63 and SIE licenses.

Firm Information

John Karabelas is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Karabelas’s Registration & Firm History

NY

01/14/2019 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/05/2010 - 09/28/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

10/10/1995 - 05/03/2010

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/24/1990 - 09/10/1993

SMITH BARNEY SHEARSON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/29/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1997

Series 3 - National Commodity Futures Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Keiriakos Karabelas.
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