Unclaimed
John Karabelas is a financial professional with over 30 years of experience in the industry. John is currently registered with MUFG Securities Americas Inc., a broker-dealer, and is licensed in all 50 states and the District of Columbia. Prior to joining MUFG, John was a registered representative with BNP PARIBAS SECURITIES CORP., Deutsche Bank Securities Inc., and Smith Barney Shearson Inc. John holds Series 3, 7, 9, 10, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/05/2010 - 09/28/2017
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/10/1995 - 05/03/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/24/1990 - 09/10/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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