Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Keady Walsh is a financial professional with over 10 years of experience in the industry. John is currently registered with Jefferies LLC, a firm with a strong reputation in the financial services industry. John has previously worked at WELLS FARGO SECURITIES, LLC, DAWSON JAMES SECURITIES, INC., and ADVANCED EQUITIES, INC. John holds a variety of licenses including Series 7, Series 63, Series 66, Series 79, and SIE. John's experience and qualifications make them well-suited to provide financial guidance to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/21/2019 - Present
Jefferies LLC (CHARLOTTE NC)
NC
09/16/2014 - 11/01/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NY
08/07/2008 - 05/07/2009
DAWSON JAMES SECURITIES, INC. (NEW YORK NY)
NY
11/08/2007 - 07/29/2008
ADVANCED EQUITIES, INC. (NEW YORK NY)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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