Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kay Springer is a financial advisor with over 35 years of experience in the industry. John is currently registered with Osaic Wealth, Inc. and has previously worked with SAGEPOINT FINANCIAL, INC., SIGNATOR INVESTORS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC and several other firms. John holds Series 7, 24, 63 and 66 licenses and is registered in Alabama, Arizona, Arkansas, California, Florida, Georgia, Illinois, Kentucky, Michigan, Mississippi, North Carolina, Ohio, South Carolina, Tennessee, Texas, and Virginia. John specializes in providing financial planning, pension consulting, and educational seminars to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
09/01/2023 - Present
Osaic Wealth, Inc. (KNOXVILLE TN)
TN
11/01/2016 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (KNOXVILLE TN)
TN
05/13/2016 - 11/10/2016
SIGNATOR INVESTORS, INC. (KNOXVILLE TN)
TN
04/01/1991 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KNOXVILLE TN)
NA
12/20/1990 - 04/01/1991
PW SECURITIES, INC.
WI
07/19/1989 - 01/01/1991
COORDINATED CAPITAL SECURITIES OF WI INC. (FORT ATKINSON WI)
NA
06/03/1987 - 09/24/1987
CULVER, SLATERY SECURITIES, INC.
NA
08/20/1985 - 04/14/1987
JACQUES-MILLER INVESTMENT COMPANY
BOTH
Issued 10/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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