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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Katsigiorgis is a financial advisor with Wells Fargo Clearing Services, LLC. John has over 30 years of experience in the financial services industry. John is registered to provide investment advisory services in Florida, New Jersey, and New York. John is also registered as a broker-dealer in several states, including Arkansas, Florida, Massachusetts, Missouri, New Jersey, New York, Pennsylvania, and Utah. John holds several licenses including the Series 3, 7, 9, 10, 63, and 65. John specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. John also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/23/2021 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
NJ
06/04/2004 - 12/28/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
07/01/2003 - 06/15/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/01/1991 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1997
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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